Regulatory & Investigations
Our international team has been at the forefront of some of the most significant regulatory and investigations issues for decades, acting both for corporates and individuals.
Businesses face an increasing burden of regulation, which is being more extensively monitored and aggressively enforced than ever before.
That burden is also ever-changing, and the challenges of compliance are multiplied by the interaction of different regulatory regimes, regulatory priorities and enforcement priorities, often across multiple jurisdictions. Navigating the complexity of a regulatory investigation can be daunting.
Our team of specialists, based across our network of international offices includes former prosecutors and regulators and those with experience of working in-house as well as in private practice. This enables us to offer insight and industry experience, in addition to regulatory knowledge, to help clients navigate regulatory complexity, and proactively manage regulatory challenges and risks as they emerge.
Much of our work does not make the headlines, as we manage to steer our clients away from regulatory enforcement or criminal prosecutions.
First-class, well-resourced firm offering an excellent white-collar crime and regulatory service.’
The Legal 500 UK 2025
We advise across the full breadth of regulatory and investigations work including:
- Regulatory investigations and enforcement
- Internal investigations
- Legal and regulatory risk management
- Compliance advice
- Criminal investigations and prosecutions
Awards and Recognition
Latest News and Insights
FCA prohibition orders for non-financial misconduct: lessons from the Molloy fare evasion case
Stephenson Harwood advises Bakai Bank on landmark Hong Kong expansion
The New FCA Non-Financial Misconduct Rules: what are the duties and responsibilities of managers in the FCA’s NFM regime?
Section 250 of the Crime and Policing Act 2026: five examples of how corporate criminal exposure may expand for financial services firms
FCA focuses on governance and outsourcing in review of asset managers’ and alternative firms’ financial crime controls
FCA – Financial Crime Agency?
The Mills Review: AI and the future of retail financial services
Agentic Finance, the FCA, and a Brave New World: The Mills Review 2026
FCA Decision Notice in the case of Carlos Ricardo Fuenmayor: lessons on disclosure obligations for Senior Managers